Statutory Meaning & Definition
A person registered with SEBI under SEBI (Investment Advisers) Regulations, 2013 to provide investment advice for consideration. IAs must be fee-only and cannot sell products. Minimum qualification: postgraduate or 5 years experience.
Frequently Asked Questions (FAQs)
What is Investment Adviser in Indian corporate law?
A person registered with SEBI under SEBI (Investment Advisers) Regulations, 2013 to provide investment advice for consideration. IAs must be fee-only and cannot sell products. Minimum qualification: postgraduate or 5 years experience.
Why is Investment Adviser important for compliance?
Investment Adviser is regulated by the Securities and Exchange Board of India under applicable SEBI regulations. Understanding this concept is essential for ensuring regulatory compliance, avoiding penalties, and making informed corporate decisions in India.
Who should know about Investment Adviser?
Investment Adviser is relevant for company secretaries, compliance officers, chartered accountants, corporate lawyers, board members, and all professionals dealing with SEBI regulatory matters in India.
Contextual Analysis & Regulatory Circulars
Recent analysis and regulatory updates related to SEBI:
SEBI FATCA/CRS Reporting Revised Under Income-tax Act, 2025: What Intermediaries Must Change Now
Published: 11 November 2026
SEBI Settlement Regulations 2026 in Force from 7 November: FAQs, Calculator and Online Filing Now Live
Published: 6 November 2026
SEBI AML/CFT Certification for Principal Officers: NISM Series-XXIV Proposed, 6-Month Timeline — Consultation Paper 6 November 2026
Published: 6 November 2026
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