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SEBI Consultation Paper (PDF)
SEBI AML/CFT Certification for Principal Officers: NISM Series-XXIV Proposed, 6-Month Timeline — Consultation Paper 6 November 2026
SEBI's 6 Nov 2026 paper proposes mandatory NISM Series-XXIV AML/CFT certification for Principal Officers of SEBI-registered intermediaries. Comments close 27 November 2026.
SEBI Consultation Paper (PDF)
6 November 202615 min
SEBI Official Consultation Paper (22 Oct 2026)
SEBI Proposes Automatic Approval Route for Exchange and Depository Investments: Full Consultation Paper Breakdown
SEBI's 22-Oct-2026 consultation paper proposes an automatic approval route letting stock exchanges and depositories invest in related activities without prior SEBI approval, subject to caps and safeguards. Comments due 12 Nov 2026.
SEBI Official Consultation Paper (22 Oct 2026)
22 October 202612 min
Consultation Paper on Recommendations pursuant to Review of provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 related to Initial Public Offer by Small and Medium Enterprises
MandatorySEBI SME IPO Consultation Paper 2026: Market-Cap Eligibility, ₹1 Lakh Applications and Key Changes
SEBI proposes market-cap bands of ₹1,000 cr and ₹4,000 cr for SME IPOs, a ₹3 cr average profit test, ₹1 lakh minimum application, 500 allottees and no compulsory market making. Comments close 4 Nov 2026.
Consultation Paper on Recommendations pursuant to Review of provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 related to Initial Public Offer by Small and Medium Enterprises
14 October 202631 min
Consultation Paper on Recommendations of the Working Group for review of SEBI LODR Regulations, 2015 - Review of Framework for Monitoring and Disclosure of Utilization of Issue Proceeds
SEBI Consultation Paper on Monitoring Agency and Utilization of Issue Proceeds: LODR Working Group Proposals (Comments by November 3, 2026)
SEBI’s October 13, 2026 consultation paper proposes direct monitoring agency reporting to exchanges, a Rs. 50,000 fine for non-cooperation, mandatory monitoring agencies and new LODR Regulation 32A. Comments due November 3, 2026.
Consultation Paper on Recommendations of the Working Group for review of SEBI LODR Regulations, 2015 - Review of Framework for Monitoring and Disclosure of Utilization of Issue Proceeds
13 October 202618 min
Consultation Paper on Measures to Strengthen Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)
SEBI Consultation Paper on BCP-DR for MIIs: Shorter Drills, Stronger PDC Resilience Proposed
SEBI has floated a consultation paper proposing shorter, non-working-day DR drills for stock exchanges, clearing corporations and depositories, tighter operational resilience norms at the primary data centre, and a new SOP requiring stock exchanges to recover lost trade data from clearing corp.
Consultation Paper on Measures to Strengthen Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)
15 September 202613 min
Consultation Paper on Applicability of IT and Cyber Security Framework of MIIs to their Subsidiaries
SEBI Proposes Extending IT & Cyber Security Framework of MIIs to Their Subsidiaries
SEBI's consultation paper proposes extending the IT and Cyber Security framework (including CSCRF) applicable to MIIs to their subsidiaries meeting an activity, data-handling, or shared-infrastructure test, with comments due October 2, 2026.
Consultation Paper on Applicability of IT and Cyber Security Framework of MIIs to their Subsidiaries
11 September 202612 min
Consultation Paper on Strengthening Governance of MIIs
SEBI Consultation Paper on Strengthening Governance of MIIs: Board Director Eligibility and KMP Qualification Framework
SEBI has proposed changes to MII governance, including broader eligibility for governing-board directors and a standardized SOP for CTO, CISO, Compliance Officer and Chief Risk Officer appointments.
Consultation Paper on Strengthening Governance of MIIs
9 September 202617 min
SEBI
SEBI Proposes Net Settlement of Funds for Mutual Fund Trades in Cash Market: Consultation Paper Explained
SEBI's September 3, 2026 consultation paper proposes allowing mutual fund schemes to net fund obligations for outright buy/sell trades in the cash market, mirroring the FPI framework, while keeping securities settlement on a gross, delivery-backed basis. Comments are due by September 24, 2026.
4 September 202615 min
Exemption from the requirement of mandatory merchant banker appointment for Small-value debt through private placement by certain listed issuers
SEBI Proposes Exemption from Mandatory Merchant Banker Appointment for Small-Value Debt Private Placements
SEBI's August 27, 2026 consultation paper proposes exempting eligible listed issuers from the mandatory merchant banker requirement for Small-value debt (₹10,000 face value) issued via private placement, subject to four conditions. Public comments are open until September 17, 2026.
Exemption from the requirement of mandatory merchant banker appointment for Small-value debt through private placement by certain listed issuers
28 August 202613 min
Consultation paper on revision of Advertisement Code for Online Bond Platform Providers (OBPPs)
SEBI Consultation Paper on Revision of Advertisement Code for Online Bond Platform Providers (OBPPs) 2026
SEBI proposes to replace the existing OBPP Advertisement Code with revised rules covering risk warnings, product disclosures, use of terms such as “fixed returns” and “passive income”, MLD advertising and restrictions on promotional claims. Comments are invited by September 11, 2026.
Consultation paper on revision of Advertisement Code for Online Bond Platform Providers (OBPPs)
21 August 202620 min