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Extending facility of creating standing instructions for Systematic Withdrawal Plan (SWP)/ Systematic Transfer Plan (STP) for Mutual Fund units held in demat form
SEBI Extends SWP/STP Standing Instruction Facility to Mutual Fund Units Held in Demat Form 2026
SEBI extends SWP/STP standing instruction facility to demat-held Mutual Fund units. Phase-I (unit-based) by 31 Jan 2027, Phase-II (amount-based) by 30 Apr 2027. Depositories are nodal facilitator.
Extending facility of creating standing instructions for Systematic Withdrawal Plan (SWP)/ Systematic Transfer Plan (STP) for Mutual Fund units held in demat form
18 July 2026Eff. 17 July 20267 min
Code of Conduct for Members of the Securities and Exchange Board of India
MandatorySEBI Board Adopts Code of Conduct for Members Governing Investments, Disclosures and Recusal 2026
SEBI's Board adopted a Code of Conduct (19 June 2026) for WTMs and PTMs, restricting investments, banning gifts, mandating asset disclosures, requiring recusal in conflicts of interest, and curbing post-retirement roles to protect Board integrity.
Code of Conduct for Members of the Securities and Exchange Board of India
15 July 2026Eff. 19 June 202613 min
Securities and Exchange Board of India (Foreign Venture Capital Investors) (Amendment) Regulations, 2026
SEBI (Foreign Venture Capital Investors) (Amendment) Regulations, 2026 — FVCI Fees Shift from USD to INR
SEBI Notification SEBI/LAD-NRO/GN/2026/309 dated 3 July 2026 redenominates FVCI registration, renewal, and late fees from USD to INR equivalents and prescribes a new 5-working-day DDP remittance timeline. Effective 30 December 2026.
Securities and Exchange Board of India (Foreign Venture Capital Investors) (Amendment) Regulations, 2026
13 July 2026Eff. 30 December 20269 min
Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2026
SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2026 — FPI Fees Shift from USD to INR
SEBI Notification SEBI/LAD-NRO/GN/2026/310 dated 3 July 2026 converts FPI registration, application, and other fees from USD to INR equivalents and adds a new DDP fee-remittance procedure. Most changes take effect 30 December 2026; the First Schedule change is immediate.
Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2026
11 July 2026Eff. 30 December 202610 min
Intraday borrowing facility availed by mutual funds
SEBI Circular Permits Intraday Borrowing Facility for Mutual Funds, Effective September 2026
SEBI Circular HO/(92)2026-IMD-POD-2/I/16006/2026 dated 10 July 2026 lays down conditions under which mutual funds/AMCs may avail intraday borrowings to address liquidity mismatches, superseding earlier borrowing guidelines, effective 1 September 2026.
Intraday borrowing facility availed by mutual funds
10 July 2026Eff. 1 September 20269 min
Securities and Exchange Board of India (Custodian) (Amendment) Regulations, 2026
MandatorySEBI (Custodian) (Amendment) Regulations, 2026 — Custodian Fee Shifts from Annual to Monthly
SEBI Notification SEBI/LAD-NRO/GN/2026/308 dated 3 July 2026 replaces the annual custodian fee (₹10,00,000 or 0.0005% of AUC) with a monthly fee (₹85,000 or 0.0000416% of AUC), payable within 15 days of month-end, effective 1 October 2026.
Securities and Exchange Board of India (Custodian) (Amendment) Regulations, 2026
9 July 2026Eff. 1 October 20269 min
Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) (Amendment) Regulations, 2026
SEBI Amends Securitised Debt Instruments Regulations 2026 — Originator Redefined as "Servicer", SPDE Trustee Norms Tightened
SEBI Notification SEBI/LAD-NRO/GN/2026/304 dated 1 July 2026 amends the SDI & Security Receipts Regulations, 2008 — replaces "originator" with "servicer" in reporting/audit clauses, caps RBI-regulated originators to one non-veto SPDE trustee seat, effective immediately.
Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) (Amendment) Regulations, 2026
7 July 2026Eff. 1 July 202611 min
Review of norms for utilization of interest or income from IPF of the Depositories
SEBI Revises IPF Interest Utilisation Norms for Depositories 2026
SEBI amends IPF utilisation norms for Depositories, cutting mandatory ploughback of interest/income from IPF investments from 100% to at least 95%, permitting up to 5% for IPF Trust administrative and statutory expenses. Effective September 01, 2026.
Review of norms for utilization of interest or income from IPF of the Depositories
7 July 2026Eff. 1 September 20269 min
Handling of Client’s Unpaid Securities by Trading Members
MandatorySEBI Amends Master Circular Provisions on Handling of Client's Unpaid Securities by Trading Members 2026
SEBI amends Para 46 of the Master Circular for Stock Brokers on handling clients' unpaid securities. Pledge, invocation, extension and auto-release rules revised for ease of business and investing.
Handling of Client’s Unpaid Securities by Trading Members
3 July 202611 min
SETTLEMENT HELPDESK FACILITY
MandatorySEBI Launches Settlement Helpdesk Facility — Guidance on Applications, Indicative Amount and Status Tracking Under Settlement Regulations, 2018
SEBI launches a Settlement Helpdesk Facility (PR No. 38/2026, July 1, 2026) to help applicants file settlement applications, compute indicative amounts under the Settlement Proceedings Regulations, 2018 and track pending application status via [email protected].
SETTLEMENT HELPDESK FACILITY
1 July 2026Eff. 1 July 202613 min