Showing 107 of 274· filtered
Consultation Paper on Strengthening Governance of MIIs
SEBI Consultation Paper on Strengthening Governance of MIIs: Board Director Eligibility and KMP Qualification Framework
SEBI has proposed changes to MII governance, including broader eligibility for governing-board directors and a standardized SOP for CTO, CISO, Compliance Officer and Chief Risk Officer appointments.
Consultation Paper on Strengthening Governance of MIIs
9 September 202617 min
Review of Position Limits for Clients and Penalty Provisions for Violation / Breach of Position Limits for Commodity Derivatives Segment
MandatorySEBI Overhauls Penalty Formula and Position Limits for Commodity Derivatives, Effective Immediately
SEBI's September 9, 2026 circular revises three provisions of its Aug 2023 Master Circular for Commodity Derivatives — the penalty formula for position limit violations, the definition of "Broad Commodity," and client-level position limit percentages by commodity category — with immediate effect.
Review of Position Limits for Clients and Penalty Provisions for Violation / Breach of Position Limits for Commodity Derivatives Segment
9 September 2026Eff. 9 September 202614 min
Relaxation in timeline with respect to Accredited Investor mandate for Angel Funds
SEBI Gives Angel Funds Until March 2027 to Complete the Shift to Accredited Investors Only
SEBI has extended the deadline for existing Angel Funds to comply with the Accredited Investor mandate from September 8, 2026 to March 31, 2027. The 200 non-Accredited Investor cap remains unchanged, while newer Angel Funds remain subject to the existing rules.
Relaxation in timeline with respect to Accredited Investor mandate for Angel Funds
7 September 2026Eff. 7 September 202612 min
Ease of regulatory compliances for FPIs investing only in Government Securities
SEBI Extends Investor-Group Exemption to All FPIs Investing Only in Government Securities
SEBI's September 7, 2026 circular removes the Fully Accessible Route condition from an existing exemption, so all FPIs investing only in Government Securities — including General Route investors — no longer need to furnish investor group details.
Ease of regulatory compliances for FPIs investing only in Government Securities
7 September 2026Eff. 7 September 202612 min
SEBI
SEBI Proposes Net Settlement of Funds for Mutual Fund Trades in Cash Market: Consultation Paper Explained
SEBI's September 3, 2026 consultation paper proposes allowing mutual fund schemes to net fund obligations for outright buy/sell trades in the cash market, mirroring the FPI framework, while keeping securities settlement on a gross, delivery-backed basis. Comments are due by September 24, 2026.
4 September 202615 min
SEBI Circular No. HO/47/11/11(1)2026-MRD-POD3/I/19839/2026 dated August 28, 2026.
SEBI Extends ETF Base Price, Price Band and Close-Out Norms Deadline to September 7, 2026
SEBI has extended the implementation deadline for its June 15, 2026 circular on ETF base price, price bands, pre-open call auction and close-out procedure from September 1 to September 7, 2026, following feedback from Stock Exchanges.
SEBI Circular No. HO/47/11/11(1)2026-MRD-POD3/I/19839/2026 dated August 28, 2026.
28 August 2026Eff. 7 September 20267 min
Exemption from the requirement of mandatory merchant banker appointment for Small-value debt through private placement by certain listed issuers
SEBI Proposes Exemption from Mandatory Merchant Banker Appointment for Small-Value Debt Private Placements
SEBI's August 27, 2026 consultation paper proposes exempting eligible listed issuers from the mandatory merchant banker requirement for Small-value debt (₹10,000 face value) issued via private placement, subject to four conditions. Public comments are open until September 17, 2026.
Exemption from the requirement of mandatory merchant banker appointment for Small-value debt through private placement by certain listed issuers
28 August 202613 min
IT Resilience Index for Market Infrastructure Institutions (MIIs)
MandatorySEBI IT Resilience Index (ITRI) for Market Infrastructure Institutions: Framework, Parameters and 2027 Deadlines
SEBI has introduced an IT Resilience Index (ITRI) framework for Market Infrastructure Institutions, requiring system-driven measurement of IT resilience, early warning mechanisms and continuous monitoring of service delivery.
IT Resilience Index for Market Infrastructure Institutions (MIIs)
24 August 2026Eff. 28 February 202715 min
Alignment of SEBI's Cyber Incident Reporting Portal with FIRE Format
SEBI Cyber Incident Reporting Portal Aligned With FIRE Format: What Regulated Entities Need to Know
SEBI has aligned its Cyber Incident Reporting Portal with the Financial Stability Board’s FIRE framework, introducing structured and staged reporting of cyber incidents while retaining the existing 6-hour email and 24-hour portal reporting requirements.
Alignment of SEBI's Cyber Incident Reporting Portal with FIRE Format
24 August 2026Eff. 24 August 202614 min
Consultation paper on revision of Advertisement Code for Online Bond Platform Providers (OBPPs)
SEBI Consultation Paper on Revision of Advertisement Code for Online Bond Platform Providers (OBPPs) 2026
SEBI proposes to replace the existing OBPP Advertisement Code with revised rules covering risk warnings, product disclosures, use of terms such as “fixed returns” and “passive income”, MLD advertising and restrictions on promotional claims. Comments are invited by September 11, 2026.
Consultation paper on revision of Advertisement Code for Online Bond Platform Providers (OBPPs)
21 August 202620 min